The ATD Human Performance Improvement (HPI) Model

Human Performance Improvement (HPI) Model Image

Convergence Training, our sister company RedVector, and our parent company Vector Solutions aren’t just training companies (despite the word training appearing in our name). Instead, we’re devoted to helping organizations with a variety of performance improving solutions to increase efficiency, decrease waste, and improve profits, opportunities, innovation, learning, and successes.

As a result, we’re not just interested in training (although we do always keep a strong focus on evidence-based training methods), but in addition we’re interested in human performance improvement–also called HPI (check out our recorded What Is Human Performance Improvement video discussion and our upcoming Why Apply HPI? webinar, for example).

That said, there’s some understandable confusion about Human Performance Improvement (HPI). For example, the Association for Talent Development (ATD) has an HPI model, the International Society for Performance Improvement (ISPI) offers a Certified Performance Technician workshop and certification (note the minor name change there–you’ll see human performance technology from time-to-time as well), and the US Department of Energy offers a two-volume Human Performance Improvement Handbook (this is often associated with nuclear safety and the Institute of Nuclear Power Operations, or INPO).

To tell you the truth, I got a little confused just typing all that up.

And then to add to the confusion, HPI has quite a bit in common with some “new views” on occupational safety, such as Safety Differently, Safety II, and Human and Organizational Performance (HOP) as well as with workplace performance analysis, managerial, organizational development, and organizational learning theories and strategies.

But the GOOD NEWS here is those different versions of HPI from different organizations, those new views on occupational safety, and those other management, organizational development, and organizational learning theories share more in common than they differ. If you Venn-diagrammed all this out, there would be a lot of overlap.

In THIS article, we’re going to give you a brief overview of the ATD HPI model, while of course we encourage you to go over to ATD’s website and learn more from their HPI materials. Watch for future articles where we explain a little more about some of the other HPI models.

What Is the Definition of Human Performance Improvement (HPI)?

Before we introduce you to the ATD HPI model, let’s take a step back and consider the ATD’s definition of HPI (which is formally credit to William Rothwell, 2000). According to the ATD, human performance improvement is:

…a systematic process of discovering and analyzing important human performance gaps, planning for future improvements in human performance, designing and developing cost-effective and ethically justifiable interventions to close performance gaps, implementing the interventions, and evaluating the financial and non financial results.

Source: Rothwell et al, Human Performance Improvement, 2000

As you see, while HPI can include training, it’s not limited to training by any means and there are many potential interventions.

Human Performance Improvement is Systematic and Systemic

As you’ll see below, HPI is both systematic and systemic.

The fact that there’s a model that presents a repeatable method gives you a hint that HPI is systematic, meaning it gives a structured approach that’s intended to be comprehensive and repeatable instead of merely a shot-in-the-dark or going by your best guess or gut feeling.

And HPI is systemic because it seems a workplace organization as a series of elements that are interrelated. To learn more about this, check out our Systems Thinking for Workplace Performance Improvement article or this Systems View of Human Performance article by Geary Rumler and Alan Brache.

PLUS–HPI Is Evidence & Data-Driven

Another thing to know about human performance improvement is that it is based on evidence and data. You can’t get away with simply “going with your gut” and you can’t just hope an intervention helped. You’ve got to measure and use evidence & data.

The ATD Human Performance Improvement Model

The ATD human performance improvement model involves six steps:

  • Performance analysis
  • Cause analysis
  • Intervention
  • Implementation
  • Change management
  • Evaluation & measurement

Let’s take a slightly closer look at each of these six steps below.

Performance Analysis

During the performance analysis, the HPI professional analyzes the actual performance to better understand the problem. This is often expressed or thought of as a “gap” between the current state and abilities and an ideal state.

Cause Analysis

Once the performance analysis has been completed, the next step of the HPI model is to analyze the cause of the performance problem. d

Intervention

Once the HPI practitioner has analyzed the performance, identified a “gap” or problem of some sort, and then further analyzed to discover the cause of that problem, the next step is to come up with one or more appropriate interventions to solve that problem.

Note that training MIGHT be an appropriate intervention, but that’s not always the case.

Implementation

After an intervention (or multiple interventions) have been developed, it’s time to implement the intervention.

Change Management

One the intervention has been implemented, the HPI professional switches gears and moves into change management mode.

During the change management phase of the HPI process, the HPI professional facilitates, guides, and “pushes along” or nudges the change to ensure it sticks.

Evaluation & Measurement

Finally, once the intervention has been implemented, it’s necessary to evaluate the intervention to measure its results and determine if it’s been as effective as the HPI professional wished.

Remember earlier that we said HPI is evidence- and data-driven.

Here’s a nice little overview video of the HPI/HPT method that I found on YouTube:

Conclusion: There’s Much More to Learn about HPI

We hope you enjoyed this introduction to the six-step ATD human performance improvement model and invite you to (1) learn more about ATD’s particular take on HPI and (2) learn more about HPI in general.

Watch for further articles on human performance improvement here and remember to keep these ideas in mind when you’re trying to create meaningful performance improvement at your workplace.

Hot tip: Check out similar HPI models, including the Rummler/Brache Nine Variables model and the Gilbert Behavior Engineering model…we’ve written some of those promised additional articles since we first published this article.

Before you go, download our free Analyzing & Solving Workplace Performance Problems flowchart, which we based on the flowchart created by Mager & Pipe in their Analyzing Performance Problems book.

Analyzing & Solving Workplace Performance Problems Infographic Btn

Analyzing & Solving Workplace Performance Problems Flowchart

Download this free infographic, based on the famous Mager/Pipe flowchart from their book Analyzing Performance Problems, to determine the cause of workplace performance problems and then select the appropriate solution/intervention.

Download Free Infographic

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Jeffrey Dalto

Jeffrey Dalto

Jeffrey Dalto is an Instructional Designer and the Senior Learning & Development Specialist at Convergence Training. He's worked in training/learning & development for 25 years, in safety and safety training for more than 10, is an OSHA Authorized Outreach Trainer for General Industry OSHA 10 and 30, has completed a General Industry Safety and Health Specialist Certificate from the University of Washington/Pacific Northwest OSHA Education Center and an Instructional Design certification from the Association of Talent Development (ATD), and is a member of the committee creating the upcoming ANSI/ASSP Z490.2 national standard on online environmental, health, and safety training. Jeff frequently writes for magazines related to safety, safety training, and training and frequently speaks at conferences on the same issues, including the Washington Governor's Safety and Health Conference, the Oregon Governor's Occupational Safety and Health Conference, the Wisconsin Safety Conference, the MSHA Training Resources Applied to Mining (TRAM) Conference, and others.

2 thoughts on “The ATD Human Performance Improvement (HPI) Model

  1. In my opinion, one of the biggest benefits of HPI is that it is evidence and data-driven. As someone who is often asked to deliver training to employees, the line that I often hear is that “our team is bad at ‘X’ process.” I always follow up that statement with the question, “well how do you know that the team is bad at said process?” and the response is almost always it looks like they are bad at it or, I was told that we were bad at it. Having evidence to support such claims makes it much easier to identify where a gap is, and it also helps in identifying where the intervention process needs to begin. Organizations often rely on a trainer to fix their issues and fail to realize that it is a joint effort, and I think that HPI does a great job of addressing this way of thinking.

    1. Agreed, Darnell. Thanks for your comment here and also for the comment in our HPI interview with Joe Estey. Watch for our HPI webinar, also featuring Joe, next week. Thanks again for sharing your opinions.

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